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Kristine Marie Guisao-Barreto

Janney Montgomery Scott LLC

New York, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-28
TX RA APPROVED_RES 2019-03-05
NJ RA APPROVED 2013-11-12
  • NY RA
    APPROVED
    Since 2021-07-28
  • TX RA
    APPROVED_RES
    Since 2019-03-05
  • NJ RA
    APPROVED
    Since 2013-11-12

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New York NY 04/2018 12/2018
Janney Montgomery Scott Llc New York NY 12/2018 06/2023
Janney Montgomery Scott Llc New York NY 06/2023 09/2025
Janney Montgomery Scott Llc New York NY 04/2012 04/2018
Janney Montgomery Scott Llc New York NY 09/2025 10/2025
Janney Montgomery Scott Llc New York NY 10/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-12
S63 Uniform Securities Agent State Law Examination 2006-05-20
  • S66 Uniform Combined State Law Examination
    2013-11-12
  • S63 Uniform Securities Agent State Law Examination
    2006-05-20
Other Names
  • Kristine Marie Sanchez
  • Kristine Marie Guisao

View on SEC IAPD

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