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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-12 |
| OH | RA | APPROVED | 2010-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 09/2010 | Present |
| Bank Of America,N.A. | Columbus | OH | 06/2011 | Present |
I*37550 Entity Type: Non-Profit Organization Name of outside business organization: Cancer Support Community Central Ohio Investment related: No Address of business: Columbus, Ohio 43220 Position, title, association: Board Member, Committee Start date of relationship: 1/1/2011 Number of hours devoted: 20 hours Quarterly Number of hours devoted during trading hours: 10 Duties: Non-profit organization that provides free healthcare programming.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-29 |
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