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Christine Julia Kock

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-13
  • FL RA
    APPROVED
    Since 2025-05-13

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Lauderdale FL 11/2010 01/2024
Td Private Client Wealth Llc Fort Lauderdale FL 03/2024 05/2025
Td Bank N.A. Fort Lauderdale FL 03/2024 05/2025
Oppenheimer & Co. Inc. Fort Lauderdale FL 05/2025 Present
Previous Registrations
  • 2024-03-14 → 2025-05-16
    Td Private Client Wealth Llc
    Sarasota, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
  • 2010-12-02 → 2024-01-10
    Charles Schwab & Co., Inc.
    Orlando, FL
    Altamonte Springs, FL
    Westlake, TX
    Fort Lauderdale, FL
    Orlando, FL
  • 2010-08-23 → 2010-10-22
    Waddell & Reed
    Maitland, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-19
S63 Uniform Securities Agent State Law Examination 1998-03-30
  • S66 Uniform Combined State Law Examination
    2010-08-19
  • S63 Uniform Securities Agent State Law Examination
    1998-03-30
Other Names
  • Christine Julia Kock
  • Christine Julia Ruppert
  • Christine J Kock
  • Christine Kock

View on SEC IAPD

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