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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-28
NJ RA APPROVED 2025-07-03
  • NY RA
    APPROVED
    Since 2025-07-28
  • NJ RA
    APPROVED
    Since 2025-07-03

Branch Locations

Citi Private Bank 388 Greenwich Street, Trading - 5Th Floor, New York, NY 10013 • United States

Springfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 03/2012 09/2024
Hennion & Walsh, Inc. Parsippany NJ 09/2024 11/2024
Citigroup New York NY 01/2024 Present
  • 03/2012 → 09/2024
    Rbc Capital Markets, Llc
    New York, NY
  • 09/2024 → 11/2024
    Hennion & Walsh, Inc.
    Parsippany, NJ
  • 01/2024 → Present
    Citigroup
    New York, NY
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Aikido Schools of New Jersey; ADDRESS: 324 West Westfield Ave. Roselle Park, NJ 07204; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Martial Arts School; CAPACITY: DIRECTOR; START DATE: 01/2020; DUTIES: Director of Adult Program, Responsible for development of adults wanting to learn the Japanese Art of Aikido; HOURS DEVOTED PER MONTH: 8-9; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-30
S63 Uniform Securities Agent State Law Examination 1987-08-19
  • S66 Uniform Combined State Law Examination
    2025-05-30
  • S63 Uniform Securities Agent State Law Examination
    1987-08-19

View on SEC IAPD

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