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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
6210 Wooldridge Rd., Corpus Christi, TX 78414 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corpus Christi Financial Group | Corpus Christi | TX | 10/1995 | Present |
| Corpus Christi Financial Group | Corpus Christi | TX | 11/2010 | Present |
| Voya Financial Advisors | Corpus Christi | TX | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 08/2021 |
| Lpl Financial Llc | Corpus Christi | TX | 08/2021 | Present |
1) 8/2021- Corpus Christi Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Corpus Christi, TX 2) 8/2021- James Mailhes- Fixed Insurance- Non-Variable Insurance- Agent selling Fixed annuities- Corpus Christi, TX- start date 1/1995- 5hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-01 |
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