Paulette Ann Retsinas

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2006-07-05
RI	RA	APPROVED	2006-07-05

CT RA
APPROVED

Since 2006-07-05
RI RA
APPROVED

Since 2006-07-05

Branch Locations

1319 Gold Star Highway, Groton, CT 06340 • United States

Holy Green Plaza - Route 2, North Stonington, CT 06359 • United States

2 Water Street, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Norwich	CT	07/2006	Present
Chelsea Groton Savings Bank	Norwich	CT	07/2006	Present

07/2006 → Present

Infinex Investments, Inc.

Norwich, CT
07/2006 → Present

Chelsea Groton Savings Bank

Norwich, CT

Previous Registrations

1999-03-12 → 2006-07-07

Citizens Securities, Inc.

Mystic, CT

Gales Ferry, CT

Pawcatuck, CT

Groton, CT

Westerly, RI

Other Businesses

1.) Young Living. Distribution of essential oils. Not investment related. Distributor. Started Oct 2017. Approx 1 hour per month not during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-13
S63	Uniform Securities Agent State Law Examination	1988-07-19

S65 Uniform Investment Adviser Law Examination

1998-10-13
S63 Uniform Securities Agent State Law Examination

1988-07-19

Designations

Certified Financial Planner

Other Names

Paulette Ann Dekle

View on SEC IAPD