Mark Joseph Steffen

Current Employers

Sightline Wealth Advisors, Llc

495 Gold Star Highway Suite 100, Groton, CT 06340 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2015-05-12

CT RA
APPROVED

Since 2015-05-12

Branch Locations

495 Gold Star Highway Suite 100, Groton, CT 06340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sightline Wealth Advisors, Llc	Groton	CT	04/2015	Present

04/2015 → Present

Sightline Wealth Advisors, Llc

Groton, CT

Previous Registrations

2002-04-09 → 2015-05-14

Ameriprise Financial Services, Llc

Groton, CT

Woodbridge, CT

New Haven, CT

Other Businesses

REAL ESTATE OWNERSHIP: COMMERCIAL; GROTON CT; ZERO INCOME/LOT/LAND ; GUANACASTE CR. BUSINESS OWNERSHIP:PS DEVELOPMENT LLC;MEMBER;OWNS BUSINESS CONDO WHERE OUR PRACTICE IS LOCATED.;SUITE 100 GROTON, CT;1-9 HRS/ PELLISH AND STEFFEN LLC; MEMBER; GROTON CT; USED FOR EXPENSE ACCOUNT FOR OUR GROUP PRACTICE; GROTON, CT; 1-9 HOURS SPENT PER MONTH. FIDUCIARY ACTIVITIES :CHILD;JAN 2006.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-04

S66 Uniform Combined State Law Examination

2002-04-04

View on SEC IAPD

Current Employers

Sightline Wealth Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews