Mark Joseph Steffen

Employer firm

Sightline Wealth Advisors, LLC CRD 176520

$354M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Sightline Wealth Advisors, Llc
  Groton, CT

Previous Registrations

• 2002-04-09 → 2015-05-14
  Ameriprise Financial Services, Llc
  Groton, CT
  Woodbridge, CT
  New Haven, CT

Other Businesses

REAL ESTATE OWNERSHIP: COMMERCIAL; GROTON CT; ZERO INCOME/LOT/LAND ; GUANACASTE CR. BUSINESS OWNERSHIP:PS DEVELOPMENT LLC;MEMBER;OWNS BUSINESS CONDO WHERE OUR PRACTICE IS LOCATED.;SUITE 100 GROTON, CT;1-9 HRS/ PELLISH AND STEFFEN LLC; MEMBER; GROTON CT; USED FOR EXPENSE ACCOUNT FOR OUR GROUP PRACTICE; GROTON, CT; 1-9 HOURS SPENT PER MONTH. FIDUCIARY ACTIVITIES :CHILD;JAN 2006.

Exams

• S66 Uniform Combined State Law Examination
  2002-04-04