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William Edward Duvall

Sightline Wealth Advisors, LLC

Groton, CT

CRD 4746407

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Employer firm

Sightline Wealth Advisors, LLC CRD 176520

$354M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Sightline Wealth Advisors, Llc

495 Gold Star Highway Suite 100, Groton, CT 06340 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-20
  • CT RA
    APPROVED
    Since 2018-11-20

Branch Locations

495 Gold Star Highway Suite 100, Groton, CT 06340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sightline Wealth Advisors, Llc Groton CT 05/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2008-11-13
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2008-11-13

View on SEC IAPD

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Nearby Investors

Mark Michna
MARK JOSEPH STEFFEN
STEFAN ALEXANDER PELLISH

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Groton, CT
CETERA INVESTMENT ADVISERS LLC · GROTON, CT
LPL FINANCIAL LLC · GROTON, CT

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