Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-06-23 |
| CA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
21300 Victory Blvd Suite 660, Woodland Hills, CA 91367 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rgi Financial | Woodland Hills | CA | 09/2000 | 11/2017 |
| National Planning Corporation | Woodland Hills | CA | 08/2014 | 11/2017 |
| Lpl Financial Llc | Woodland Hills | CA | 11/2017 | Present |
1. 11/29/2017 - ALLEGIANCE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1/1999 - 5 Hours Per Month. 2. 04/08/2019 - RGI Financial - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:04/03/2019 - 1 hr/mo - 1 hr during trading. 3. 12/16/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 12/16/2021 - 15 Hours Per Month/15 Hours During Securities Trading. 4. 06/17/2026 - JMB Allegiance Retirement Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/22/2026 - 15 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-04 |
Reach out to this advisor