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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED_RES | 2023-10-30 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
1251 Avenue Of The Americas 2Nd Floor, New York, NY 10020 • United States
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 03/1996 | Present |
TRUST FBO AIDA BORN U/W/DOROTHY BAUMRITTER. 16 FITE ROAD, SAUGERTIES, NEW YORK 12477. 5/1/06, CO-TRUSTEE, 2 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-09 |
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