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Steven Craighead

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Roanoke, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1999-01-21
VA RA APPROVED 1987-09-11
  • TX RA
    APPROVED_RES
    Since 1999-01-21
  • VA RA
    APPROVED
    Since 1987-09-11

Branch Locations

110 Franklin Rd Se, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roanoke VA 07/1984 Present
#Ia Merrill Lynch, Pierce, Fenner & Smit Roanoke VA 07/1984 Present
Bank Of America,Na Roanoke VA 11/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-02
  • S63 Uniform Securities Agent State Law Examination
    1984-10-02

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
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