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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-05-09
TX RA APPROVED_RES 2017-06-19
CA RA APPROVED 2017-04-11
  • MN RA
    APPROVED
    Since 2018-05-09
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • CA RA
    APPROVED
    Since 2017-04-11

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Plymouth MN 02/2013 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cupertino CA 03/2017 Present
Previous Registrations
  • 2013-02-05 → 2017-03-17
    Saint Paul, MN
    Plymouth, MN
    Duluth, MN
  • 2011-03-15 → 2012-11-06
    La Jolla, CA
    San Diego, CA
  • 2009-10-23 → 2010-12-06
    Palo Alto, CA
    Monterey, CA
    San Jose, CA
    San Jose, CA
    San Diego, CA
  • 2005-08-08 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Jose, CA
    San Jose, CA
  • 2003-08-26 → 2005-08-05
    Morgan Stanley Dw Inc.
    San Diego, CA
  • 1998-11-02 → 2003-07-11
    Morgan Stanley Dw Inc.
    San Jose, CA
Other Businesses

RENTAL PROPERTY; NOT I/R; 2255 JOHNSTON RD, ESCONDIDO, CA 92029; OWN REAL ESTATE; PROPERTY OWNER; 01/2013 - CURR; 0 HRS/MTH; 0 HRS/TRADING; PAY PROPERTY TAXES. I*499346 For profit or not for profit: Name of outside business organization: Rental Property Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/1/2012 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-23
S63 Uniform Securities Agent State Law Examination 1991-02-01
  • S65 Uniform Investment Adviser Law Examination
    1999-04-23
  • S63 Uniform Securities Agent State Law Examination
    1991-02-01
Other Names
  • Kristi Palmer Yousef
  • Kristi Palmer Yousef
  • Kristi Kathryn Palmer
  • Kristi Palmer Yousef
  • Kristi K. Palmer
  • Kristi Palmer

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