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Gary Misa Scarboro

Spartan Capital Private Wealth Management LLC

New York, NY

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Current Employers
Spartan Capital Private Wealth Management Llc

45 Broadway 19Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-05
  • NJ RA
    APPROVED
    Since 2022-01-05

Branch Locations

45 Broadway 19Th Floor, New York, NY 10006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spartan Capital Securities, Llc. New York NY 05/2011 Present
Spartan Capital Private Wealth Management Llc New York NY 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2003-04-16
  • S65 Uniform Investment Adviser Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2003-04-16

View on SEC IAPD

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