David Stephen Spellman

Current Employers

Employment History

• 06/2004 → Present
  Principal Life Insurance Company
  Freeport, ME
• 06/2004 → Present
  Principal Securities Inc
  Freeport, ME
• 01/2000 → 06/2018
  Foreside Insurance, Inc
  Westbrook, ME
• 06/1992 → 02/2021
  Pratt Financial Group, Inc
  Westbrook, ME
• 06/2018 → 12/2021
  Foresight Insurance & Financial Advisors
  Freeport, ME

Other Businesses

**Foresight Insurance & Financial Advisors; Not Investment Related; ; SCorp created for purpose to receive non-securities commissions for tax purposes; ; Start Date: ; na hrs per month; during trading hours. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 10/24/14. **FNT, LLC, Owner, Real estate rental, 9/28/15. **Fixed Insurance; Investment Related; 969 Main St, Westbrook, ME 04092; Health, Medical; Sales; Start Date: 01/01/2018; 40 hrs per month; 0 during trading hours. **COUSINS RIVER PROPERTIES, LLC POSITION: Owner, Real estate rental NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/31/2022 ADDRESS: 20 Independence Drive, Suite 1A, Freeport ME 04032, United States DESCRIPTION: Please note the LLC has changed names from 100 US Route 1, LLC to the name listed above. 100 US Route 1, LLC has been deactivated and this is an edit/update to the existing OBA on file for that. The only thing that has changed is the name of the LLC. David Spellman is still the owner and the LLC is still being used for rental property that is owned. **BROAD COVE LANDING LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 20 Independence Drive, Freeport ME 04032, United States DESCRIPTION: This is a new, but dormant LLC, created for the purposes of expanding existing rental real estate operations with a new and separate LLC to provide separate and distinct legal liability protection and to facilitate banking relationships for any future development.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-15
• S63 Uniform Securities Agent State Law Examination
  2006-01-30

Other Names

• David S Spellman