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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-26 |
| NH | RA | APPROVED | 2025-01-24 |
| NC | RA | APPROVED | 2025-01-24 |
| VT | RA | APPROVED | 2025-01-23 |
| FL | RA | APPROVED | 2024-11-01 |
| ME | RA | APPROVED | 2024-10-07 |
Branch Locations
730 Us Rte 1, Yarmouth, ME 04096 • United States
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Auburn | ME | 02/2018 | 04/2021 |
| Southern New Hampshire University | Manchester | NH | 02/2020 | 02/2022 |
| Irving Forest Products | Dixfield | ME | 06/2017 | 02/2018 |
| American Income Life | South Portland | ME | 08/2016 | 12/2016 |
| Sunday River | Newery | ME | 11/2013 | 05/2017 |
| Td Bank N.A. | Augusta | ME | 04/2021 | 11/2023 |
| Td Private Client Wealth Llc | Augusta | ME | 04/2021 | 11/2023 |
| Waites Sensor Technologies | Covington | KY | 11/2023 | 09/2024 |
| Td Bank N.A | Auburn | ME | 09/2024 | Present |
| Td Private Client Wealth Llc | Auburn | ME | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 2021-06-12 |
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