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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-26
NH RA APPROVED 2025-01-24
NC RA APPROVED 2025-01-24
VT RA APPROVED 2025-01-23
FL RA APPROVED 2024-11-01
ME RA APPROVED 2024-10-07
  • NJ RA
    APPROVED
    Since 2026-08-26
  • NH RA
    APPROVED
    Since 2025-01-24
  • NC RA
    APPROVED
    Since 2025-01-24
  • VT RA
    APPROVED
    Since 2025-01-23
  • FL RA
    APPROVED
    Since 2024-11-01
  • ME RA
    APPROVED
    Since 2024-10-07

Branch Locations

730 Us Rte 1, Yarmouth, ME 04096 • United States

333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Auburn ME 02/2018 04/2021
Southern New Hampshire University Manchester NH 02/2020 02/2022
Irving Forest Products Dixfield ME 06/2017 02/2018
American Income Life South Portland ME 08/2016 12/2016
Sunday River Newery ME 11/2013 05/2017
Td Bank N.A. Augusta ME 04/2021 11/2023
Td Private Client Wealth Llc Augusta ME 04/2021 11/2023
Waites Sensor Technologies Covington KY 11/2023 09/2024
Td Bank N.A Auburn ME 09/2024 Present
Td Private Client Wealth Llc Auburn ME 09/2024 Present
  • 02/2018 → 04/2021
    Td Bank N.A.
    Auburn, ME
  • 02/2020 → 02/2022
    Southern New Hampshire University
    Manchester, NH
  • 06/2017 → 02/2018
    Irving Forest Products
    Dixfield, ME
  • 08/2016 → 12/2016
    American Income Life
    South Portland, ME
  • 11/2013 → 05/2017
    Sunday River
    Newery, ME
  • 04/2021 → 11/2023
    Td Bank N.A.
    Augusta, ME
  • 04/2021 → 11/2023
    Augusta, ME
  • 11/2023 → 09/2024
    Waites Sensor Technologies
    Covington, KY
  • 09/2024 → Present
    Td Bank N.A
    Auburn, ME
  • 09/2024 → Present
    Auburn, ME
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-20
S65 Uniform Investment Adviser Law Examination 2021-06-12
  • S63 Uniform Securities Agent State Law Examination
    2025-08-20
  • S65 Uniform Investment Adviser Law Examination
    2021-06-12

View on SEC IAPD

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