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Monica Raquel Contreras

Morgan Stanley

Mandeville, LA

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-03-24
TX RA APPROVED 2021-03-24
  • LA RA
    APPROVED
    Since 2021-03-24
  • TX RA
    APPROVED
    Since 2021-03-24

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Mandeville LA 02/2013 11/2016
Wells Fargo Clearing Services, Llc Mandeville LA 11/2016 03/2021
Morgan Stanley Smith Barney Llc Mandeville LA 03/2021 Present
  • 02/2013 → 11/2016
    Wells Fargo Advisors
    Mandeville, LA
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Mandeville, LA
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Mandeville, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-23
  • S66 Uniform Combined State Law Examination
    2005-07-23
Other Names
  • Monica Raquel Cascante
  • Monica Raquel Contreras
  • Monica Raquel Contreras
  • Monica R Contreras

View on SEC IAPD

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Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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