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R Mark Gosselin

Commonwealth Financial Network

South Portland, ME

Newfields, NH

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-03-09
NH RA APPROVED 2020-03-09
  • ME RA
    APPROVED
    Since 2020-03-09
  • NH RA
    APPROVED
    Since 2020-03-09

Branch Locations

30 Donald B Dean Drive, South Portland, ME 04106 • United States

Newfields, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard M. Gosselin Newmarket NH 11/1991 Present
Gwfs Equities, Inc. Newfields NH 09/2015 09/2019
Unemployed Newfields NH 09/2019 01/2020
Unemployed Newfields NH 09/2019 03/2020
Commonwealth Financial Network Waltham MA 03/2020 Present
Hub International New England, Llc Cumberland Foreside ME 03/2020 Present
  • 11/1991 → Present
    Richard M. Gosselin
    Newmarket, NH
  • 09/2015 → 09/2019
    Gwfs Equities, Inc.
    Newfields, NH
  • 09/2019 → 01/2020
    Unemployed
    Newfields, NH
  • 09/2019 → 03/2020
    Unemployed
    Newfields, NH
  • 03/2020 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 03/2020 → Present
    Hub International New England, Llc
    Cumberland Foreside, ME
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-20
S63 Uniform Securities Agent State Law Examination 1984-08-01
  • S65 Uniform Investment Adviser Law Examination
    2009-02-20
  • S63 Uniform Securities Agent State Law Examination
    1984-08-01
Other Names
  • Richard Mark Gosselin
  • Richard Mark Gosselin

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC

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RANDALL JON RICHARD
NEAL PATRICK RICHARD
LAURA MICHELLE LINSCOTT

Other Offices

RICHARD BROTHERS, FINANCIAL ADVISORS · SOUTH PORTLAND, ME
SAVANT WEALTH MANAGEMENT · South Portland, ME
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH PORTLAND, ME
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · South Portland, ME
KEY INVESTMENT SERVICES LLC · South Portland, ME
EDWARD JONES · South Portland, ME
CETERA INVESTMENT ADVISERS LLC · SOUTH PORTLAND, ME
LPL FINANCIAL LLC · S PORTLAND, ME

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