Best Investors Account Sign in
Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-03-09
NH RA APPROVED 2020-03-09
  • ME RA
    APPROVED
    Since 2020-03-09
  • NH RA
    APPROVED
    Since 2020-03-09

Branch Locations

30 Donald B Dean Drive, South Portland, ME 04106 • United States

Newfields, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard M. Gosselin Newmarket NH 11/1991 Present
Gwfs Equities, Inc. Newfields NH 09/2015 09/2019
Unemployed Newfields NH 09/2019 01/2020
Unemployed Newfields NH 09/2019 03/2020
Commonwealth Financial Network Waltham MA 03/2020 Present
Hub International New England, Llc Cumberland Foreside ME 03/2020 Present
  • 11/1991 → Present
    Richard M. Gosselin
    Newmarket, NH
  • 09/2015 → 09/2019
    Gwfs Equities, Inc.
    Newfields, NH
  • 09/2019 → 01/2020
    Unemployed
    Newfields, NH
  • 09/2019 → 03/2020
    Unemployed
    Newfields, NH
  • 03/2020 → Present
    Waltham, MA
  • 03/2020 → Present
    Hub International New England, Llc
    Cumberland Foreside, ME
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-20
S63 Uniform Securities Agent State Law Examination 1984-08-01
  • S65 Uniform Investment Adviser Law Examination
    2009-02-20
  • S63 Uniform Securities Agent State Law Examination
    1984-08-01
Other Names
  • Richard Mark Gosselin
  • Richard Mark Gosselin

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in South Portland, ME

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor