Michael Scott Weisman

Current Employers

Employment History

• 03/2004 → 09/2020
  Enterprise Bank & Trust
  St Louis, MO
• 09/2020 → 09/2022
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2013 → 09/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2022 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 09/2022 → Present
  Mutual Advisors. Llc.
  Omaha, NE

Previous Registrations

• 2013-09-03 → 2022-09-30
  Cetera Wealth Services, Llc
  St. Louis, MO
  Clayton, MO
• 2010-06-21 → 2022-09-30
  Vicus Capital, Inc.
  St. Louis, MO
  Clayton, MO
• 2004-07-26 → 2013-09-03
  Walnut Street Securities, Inc.
  St Louis, MO
  St. Louis, MO
  St. Louis, MO
  St Charles, MO
  St Louis, MO
  St. Peters, MO
• 1995-10-31 → 2006-11-30
  Polaris Capital Advisors Inc
• 1995-10-31 → 2003-07-25
  Polaris Capital Advisors Inc
  St. Louis, MO

Other Businesses

1. Independent Insurance Agent, Start Date: 10/1/2022, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC, Insurance, Agent/Broker, Selling Life Insurance and LTC to Clients, Not Investment Related, 1 Hours per month, Less than 1 Hour per day during trading hours. 2. 8056 Davis Dr., LLC., Start Date: 03/04/2020, 8056 Davis Dr., Clayton, MO 63105, LLC, Owner Condo Property, Owner, Invest in Real Estate, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 3. Vicus Financial Advisors, LLC., Start Date: 05/11/2020, 34 Ridgemoor Dr., Clayton, MO 63105, LLC, Financial Planning and Insurance, President, Engaging with clients in financial planning, insurance and investments, Investment Related, 160 Hours per month, 6 Hours per day during trading hours. 4. Hawthorne Capital Wealth Advisors, LLC., State Date: 10/07/2022, 165 N Meramec, Ste. 430, Clayton, MO, 63105, LLC, Renting office space and sharing expenses, Not Investment Related, 1 Hour per month, Less than 1 Hour per day during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-23
• S63 Uniform Securities Agent State Law Examination
  1984-07-31

Designations

Other Names

• Michael Scott Weisman