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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-09-30 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
18835 N. Thompson Peak Pkwy., Suite #204, Scottsdale, AZ 85255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concert Wealth Management, Inc. | San Jose | CA | 06/2012 | 12/2016 |
| Sowell Financial Services, Llc | North Little Rock | AR | 09/2016 | 04/2017 |
| Tcg Advisors, Lp | Austin | TX | 05/2017 | 09/2019 |
| Sowell Management | North Little Rock | AR | 04/2017 | Present |
| North Star Wealth Management, Llc | Scottsdale | AZ | 06/2012 | Present |
1. North Star Wealth Management, LLC; Investment-related; 18835 N. Thompson Peak Pkwy., Suite #204, Scottsdale, AZ 85255; DBA for investment advisory services; owner/investment advisor rep; 06/2012
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-28 |
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