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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-07-11 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Wausau, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Reliable Home Improvement | Roseville | CA | 10/2016 | 05/2018 |
| David Swan | Rothschild | WI | 01/2019 | Present |
| Disability Leave | Vacaville | CA | 05/2018 | 01/2019 |
| Restaurant 209 Llc | St. Helena | CA | 08/2015 | 10/2016 |
| Fortress Financial Group, Inc. | Rocklin | CA | 10/2020 | Present |
| Sowell Management | Rothschild | WI | 07/2023 | Present |
1) Independent Insurance Agent licensed in CA and WI since Jan. 2019. Is licensed to sell life, accident and health lines. Spends approx. 130 hours a month during trading hours engaged in this activity. This activity is investment related and includes the sale of insurance policies for a commission. 2) Fortress Financial Group, Inc.; 2351 Sunset Blvd Ste 170 #511, Rocklin, CA 95765; Investment-Related; insurance agent and investment advisor; starting 10/2020; DBA used to market advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-11 |
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