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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-01-31 |
| CA | RA | APPROVED | 2020-01-30 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Dba Solera Asset Managers, Llc | San Diego | CA | 02/2014 | 09/2016 |
| Solera Asset Managers, Llc | Roseville | CA | 09/2014 | Present |
| Sowell Management | North Little Rock | AR | 01/2020 | Present |
1) Solera Insurance Agency, LLC; investment-related; 1504 Eureka Road STE 390, Roseville, CA 95661; insurance agent; started 10/2018; 10hrs / mth, none during trading hours; sale of insurance products. 2) Sowell Insurance Services, LLC, investment-related, 5320 Northshore Dr, North Little Rock, AR 72118, President, 2024, approximately 3 Hours during trading hours; approximately 12 hours a month; insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-09 |
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