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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-11-15
  • IL RA
    APPROVED
    Since 2016-11-15

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Belleville, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mml Investor Services Chesterfield MO 04/2016 Present
Mass Mutual Life Insurance Company Chesterfield MO 02/2016 Present
Clarus Wealth Management Fairview Heights IL 11/2016 Present
Sowell Management Services Fairview Heights IL 11/2016 Present
  • 04/2016 → Present
    Mml Investor Services
    Chesterfield, MO
  • 02/2016 → Present
    Mass Mutual Life Insurance Company
    Chesterfield, MO
  • 11/2016 → Present
    Clarus Wealth Management
    Fairview Heights, IL
  • 11/2016 → Present
    Sowell Management Services
    Fairview Heights, IL
Previous Registrations
Other Businesses

(1) Clarus Wealth Management; Investment Related; 4010 N. Illinois St., Ste 1, Swansea, IL 62226; DBA for Investment advisor business along with insurance sales (life/health), and services related to designation Certified Divorce Financial Analyst; Founder/Owner, Investment Advisor Rep, agent; Starting 2004; 20 Hrs/Mo; 15 Hrs/Mo during trading //// (2) www.madrigear.com; Investment Related; 6 Cottonwood CT. Belleville, IL. 62223; e-commerce website; Position: ownership; Start date: 2014; less than 5 Hrs/Mo; 0 Hrs/Mo during trading. //// (3) Illinois Insurance Producer License 8169958; Lines of Authority: Variable Contracts, Health, and Life; OBA and monthly hours outlined in Clarus Wealth Management entry. ////

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-11
S63 Uniform Securities Agent State Law Examination 2007-03-29
  • S65 Uniform Investment Adviser Law Examination
    2008-08-11
  • S63 Uniform Securities Agent State Law Examination
    2007-03-29

View on SEC IAPD

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