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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-11-15 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Belleville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services | Chesterfield | MO | 04/2016 | Present |
| Mass Mutual Life Insurance Company | Chesterfield | MO | 02/2016 | Present |
| Clarus Wealth Management | Fairview Heights | IL | 11/2016 | Present |
| Sowell Management Services | Fairview Heights | IL | 11/2016 | Present |
(1) Clarus Wealth Management; Investment Related; 4010 N. Illinois St., Ste 1, Swansea, IL 62226; DBA for Investment advisor business along with insurance sales (life/health), and services related to designation Certified Divorce Financial Analyst; Founder/Owner, Investment Advisor Rep, agent; Starting 2004; 20 Hrs/Mo; 15 Hrs/Mo during trading //// (2) www.madrigear.com; Investment Related; 6 Cottonwood CT. Belleville, IL. 62223; e-commerce website; Position: ownership; Start date: 2014; less than 5 Hrs/Mo; 0 Hrs/Mo during trading. //// (3) Illinois Insurance Producer License 8169958; Lines of Authority: Variable Contracts, Health, and Life; OBA and monthly hours outlined in Clarus Wealth Management entry. ////
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-29 |
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