Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-22
TX RA APPROVED 2016-06-21
  • FL RA
    APPROVED
    Since 2016-06-22
  • TX RA
    APPROVED
    Since 2016-06-21

Branch Locations

500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States

Fort Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fort Lauderdale FL 06/2016 Present
City National Bank Ft Lauderdale FL 10/2016 Present
  • 06/2016 → Present
    Fort Lauderdale, FL
  • 10/2016 → Present
    City National Bank
    Ft Lauderdale, FL
Previous Registrations
Other Businesses

EMPRESS CONDOMINIUM; ADDRESS: 9600 SOUTH OCEAN DRIVE, APT# 405, JENSEN BEACH, FL 34957; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: VACATION CONDOMINIUM; CAPACITY: OWNER-ACTIVE; START DATE: 1/1/2019; DUTIES: OWNERSHIP, LESSOR; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-07
  • S63 Uniform Securities Agent State Law Examination
    1984-08-07
Other Names
  • Bill Haring

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor