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286 Madison Avenue 20Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2014-01-30 |
| CT | RA | APPROVED | 2014-01-14 |
| TX | RA | APPROVED_RES | 2006-05-26 |
Branch Locations
286 Madison Avenue 20Th Floor, New York, NY 10017 • United States
One Station Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Associates, Ltd. | New York | NY | 01/1993 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-23 |
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