Thomas F Pescherine

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2008 → Present
  J.P. Morgan Securities Llc
  New York, NY

Other Businesses

Entity Name: Family Member TRUST Investment related: No Address: N/A Nature of the other business: HOLDS LIFE INSURENCE POLICY ONLY Position/Title/Relationship: Officer Start Date: 15-Jan-2020 Approximate # of hours a month: 0-1 HOURS PER YEAR Approximate # of hours during securities trading hours: 0-1 Briefly describe your duties: PAY INSURENCE PREMIUNS FOR THE TRUST Entity Name: ZACA ADVENTURES Investment related: No Address: TARZANA, CA Nature of the other business: HOLDS A RELATIVE'S PERSONNAL RESIDENCE. Position/Title/Relationship: Officer Start Date: 29-Nov-2019 Approximate # of hours a month: 0-1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: TO BE A OFFICER OF THE TRUSTS Entity Name: MJP TRUST, RYAN PESCHERINE EDUCATION , RYAN PESCHERINE IRREVOCABLE TR Investment related: Yes Address: New york, NY Nature of the other business: Trust accounts management Position/Title/Relationship: Trustee Start Date: 01-Aug-2003 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: less than 1 Briefly describe your duties: I manage the assets in the trusts, determine asset allocation, select managers, manager cash flows I have taxes prepared for the trusts annually I pay expenses for Ryan like taxes, private school costs, and general expenses. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-05
• S63 Uniform Securities Agent State Law Examination
  1984-08-08

Other Names

• Thomas Francis Pescherine