Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-14 |
Branch Locations
2601 Network Blvd. Ste 430, Frisco, TX 75034 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 05/2007 | 06/2017 |
| Lpl Financial, Llc | Plano | TX | 06/2017 | 01/2024 |
| Kestra Investment Services Llc | Austin | TX | 01/2024 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 01/2024 | Present |
Busi Name: OPTIMA WEALTH MANAGEMENT, LLC POSITION: President / Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/02/2024 ADDRESS: 2801 Network Blvd, Suite 300, Frisco TX 75024, United States DESCRIPTION: Provide investment advice to retail clients. Monitor, keep, and secure client information and meet regulatory requirements for maintaining a branch office. Busi Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/08/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Management of private retail accounts and financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-01 |
Reach out to this advisor