James Arthur Schmidt

Current Employers

Employment History

• 11/2011 → 06/2021
  Raymond James And Associates
  Glen Allen, VA
• 06/2021 → Present
  Raymond James Financial Services, Inc.
  Henrico, VA
• 06/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Henrico, VA
• 06/2021 → 07/2023
  Freedom Street Partners
  Richmond, VA
• 06/2021 → Present
  Schmidt Wealth Management Group
  Richmond, VA
• 03/2025 → Present
  Finra
  Manakin Sabot, VA

Previous Registrations

• 2011-12-02 → 2021-07-09
  Raymond James & Associates, Inc.
  Richmond, VA
• 1999-10-01 → 2011-12-05
  Wells Fargo Clearing Services, Llc
  Richmond, VA
  Richmond, VA

Other Businesses

(1)Name of Business: FINRA Address: 624 Longfield Road, Manakin Sabot, VA, 23103, United States Activity Type: Part-Time Activity/Employment Position/Title: Consulting Investment Related: No Start Date: 03/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I have been approved and placed on a list of arbiters at FINRA, effective March 3, 2025 (2)Name of Business: Schmidt Wealth Management & Associates, LLC Address: 2812 Emerywood Parkway Ste 115, Henrico, VA, 23294, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/30/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Own and operate a wealth management financial services LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-29
• S63 Uniform Securities Agent State Law Examination
  1984-08-02

Other Names

• Jim Arthur Schmidt