William Thomas Saunders

Current Employers

Employment History

• 01/2003 → Present
  Equity Concepts
  Richmond, VA
• 11/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-11-03 → 2011-11-23
  Sanders Morris Llc
  Houston, TX
  Richmond, VA
• 2005-12-06 → 2008-11-03
  Qa3 Financial Llc
  Richmond, VA
  Omaha, NE
  Richmond, VA
• 2004-12-10 → 2005-12-02
  Capital Investment Advisors
  Richmond, VA
• 2000-06-15 → 2002-12-13
  Voya Financial Advisors, Inc.
  Fredericksburg, VA

Other Businesses

1) LAFAYETTE LIFE INS. 1905 TEAL RD. LAFAYETTE, IN 07/11/2005 AS AGENT, WHO SELLS AND SERVICES FIXED AND LIFE INSURANCE. NOT INVESMENT RELATED. DEVOTES 25 HRS/MNTH. 25 HRS DURING TRADING. 2) FIRST NATIONAL BANK, 3420 PUMP ROAD #230, RICHMOND, VA 1/16/2014 AS REFFERAL PROVIDER. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/WEEK, 1 HOUR DURING TRADING. 3) RVA9 GOLF LEAGUE, 6020 ABINGTON PARK DR, GLEN ALLEN, VA, 4/18/2017 AS COMMISSIONER - RUN EVENTS FOR THE LEAGUE, SET UP MEMBERS IN VSGA GOLF SYSTEM. NIR - 2/WK - 1/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 8/TRADING. 11/22/11. 5) VIRGINIA STATE GOLF ASSOCIATION, 2400 DOVERCOURT DR, MIDLOTHIAN, VA, 01/01/2020. BOARD MEMBER. NIR-30/YR-15/TRADING. 6) EVERYINCOME, 1950 OLD GALLOW RD, STE 770, VIENNA, VA, BUSINESS DEVELOPMENT SOFTWARE, 03/15/21, NIR, 1 HR/WK- 0/TRADING HR. 7) EQUITY CONCEPTS, LLC, 2550 Gaskins Rd, Henrico, VA 23238-0002, 01/2003, Financial Professional, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING. 8) PIVOTAL FINANCIAL ADVISORS LLC, 2550 Gaskins Rd, Henrico, VA 23238, 10/2024, 1099 Contractor, 1099, NIR, 80 HR/MO, 80 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-31
• S63 Uniform Securities Agent State Law Examination
  1999-05-28

Designations