Shannon Sayles Carter

Current Employers

Employment History

• 08/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2014 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 11/2012 → Present
  Self Employed
  Richmond, VA

Previous Registrations

• 2004-01-21 → 2012-09-18
  Truist Investment Services, Inc.
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 08/22/2014 2) SHANNON S CARTER. RICHMOND, VA. STRATEGY AND BUSINESS FINANCE CONSULTING. ANALYZES FINANCIAL AND OPERATING DATA PROVIDED BY THE BUSINESS AND RECOMMENDED ACTIONS THE COMPANY COULD IMPLEMENT IN REGARDS TO VARIOUS BUSINESS INITIATIVES AND OBJECTIVES. SPENDS 4-6 HR/ WK, 4 HR/WK DURING TRADING 3) SHANNON CARTER, 8912 ALENDALE RD, RICHMOND, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, WEALTH MANAGER, 01/2020, INV REL, 2/MO 0/TRADING 4) CARTER ADVISORY SERVICES LLC, 8912 ALENDALE ROAD RICHMOND VA 23229, 12/2016, OWNER, PASSTHROUGH ENTITY, NIR, 120 HR/MO 120 HR/MO TRADING 5) THE OWNERS CLUB AT THE HOMESTEAD HOMEOWNERS ASSOCIATION BOARD, PO Drawer T, 54 Mountain Laurel Drive, Hot Springs VA 24445, 04/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 2 HR/MO TRADING. 6) SHANNON S CARTER, Richmond VA 23229, 05/2025, Divorce Planning Specialist, Expert Witness, NIR, 6 HR/MO, 6 HR/MO TRADING. 7) EQUITY CONCEPTS, 2550 Gaskins Road, Henrico VA 23238, United States, 10/01/2024, Independent Contractor (DBA), DBA Name, Investment Related, 100 HR/MO - 100 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2004-01-20
• S63 Uniform Securities Agent State Law Examination
  1991-07-08

Designations

Other Names

• Shannon Norma Sayles