Alexander Wardlaw Thompson

Current Employers

Employment History

• 09/2018 → 12/2019
  Endeavor Capital, Llc
  Richmond, VA
• 02/2018 → 07/2018
  Commonwealth Commercial
  Glen Allen, VA
• 05/2017 → 01/2018
  Unemployed
  Richmond, VA
• 09/2013 → 05/2017
  High Point University
  High Point, NC
• 12/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 2) ADVISORS EXCEL / 2550 Gaskins Rd., Henrico VA 23238 / 10/20/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES / 1 HR/MO - 1 HR/MO TRADING 3) CAPITAL MANAGEMENT STRATEGIES / 2550 Gaskins Rd., Henrico VA 23238 / 10/03/2022 / INV REL / IAR - PRACTICE WITHIN EQUITY CONCEPTS / 160 HR/MO - 130 HR/MO TRADING 4) EQUITY CONCEPTS, LLC, 2550 Gaskins Rd., Henrico VA 23238, 01/02/2023, Wealth Manager, DBA - Doing Business As, INV REL, 160 HR/MO - 130 HR/MO TRADING 5) EQUITY CONCEPTS TAX SERVICES, 2550 Gaskins Rd, Suite B, Henrico VA 23238, United States, START DATE 11/2025, Owner, Tax Services, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-11-23
• S65 Uniform Investment Adviser Law Examination
  2019-07-03

Other Names

• Alex Wardlaw Thompson