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Jo L Grooms

&Partners

Houston, TX

Nashville, TN

Clayton, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-16
  • TX RA
    APPROVED
    Since 2024-08-16

Branch Locations

3200 Wilcrest Drive, Suite 240, Houston, TX 77042 • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 08/2024
&Partners, Llc Nashville TN 08/2024 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Houston, TX
  • 11/2016 → 08/2024
    Wells Fargo Clearing Services, Llc
    Houston, TX
  • 08/2024 → Present
    &Partners, Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-02
S63 Uniform Securities Agent State Law Examination 1984-07-25
  • S65 Uniform Investment Adviser Law Examination
    1996-10-02
  • S63 Uniform Securities Agent State Law Examination
    1984-07-25
Other Names
  • Martin Jo Lynn Grooms
  • Jo Lynn Martin
  • Jo Lynn Grooms

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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