Timothy Jack Richter

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-07-10
AZ	RA	APPROVED	2024-03-04
IL	RA	APPROVED	2024-02-22
SC	RA	APPROVED	2024-02-22
WV	RA	APPROVED	2024-02-22
MS	RA	APPROVED	2024-02-21
MT	RA	APPROVED	2024-02-21
ND	RA	APPROVED	2024-02-21
WY	RA	APPROVED	2024-02-21
AL	RA	APPROVED	2024-02-20
AK	RA	APPROVED	2024-02-20
AR	RA	APPROVED	2024-02-20
HI	RA	APPROVED	2024-02-20
KY	RA	APPROVED	2024-02-20
ME	RA	APPROVED	2024-02-20
IA	RA	APPROVED	2024-02-19
LA	RA	APPROVED	2024-02-19
MI	RA	APPROVED	2024-02-19
FL	RA	APPROVED	2024-02-16
IN	RA	APPROVED	2024-02-16
NV	RA	APPROVED	2024-02-16
NH	RA	APPROVED	2024-02-16
NM	RA	APPROVED	2024-02-16
NC	RA	APPROVED	2024-02-16
RI	RA	APPROVED	2024-02-16
TX	RA	APPROVED_RES	2024-02-16
WI	RA	APPROVED	2024-02-16
CA	RA	APPROVED	2024-02-15
CO	RA	APPROVED	2024-02-15
CT	RA	APPROVED	2024-02-15
DE	RA	APPROVED	2024-02-15
ID	RA	APPROVED	2024-02-15
KS	RA	APPROVED	2024-02-15
MD	RA	APPROVED	2024-02-15
MN	RA	APPROVED	2024-02-15
MO	RA	APPROVED	2024-02-15
NE	RA	APPROVED	2024-02-15
NY	RA	APPROVED	2024-02-15
OH	RA	APPROVED	2024-02-15
OK	RA	APPROVED	2024-02-15
OR	RA	APPROVED	2024-02-15
SD	RA	APPROVED	2024-02-15
UT	RA	APPROVED	2024-02-15
VT	RA	APPROVED	2024-02-15
VA	RA	APPROVED	2024-02-15
WA	RA	APPROVED	2024-02-15
PA	RA	APPROVED	2016-01-06
NJ	RA	APPROVED	2014-07-03

GA RA
APPROVED

Since 2024-07-10
AZ RA
APPROVED

Since 2024-03-04
IL RA
APPROVED

Since 2024-02-22
SC RA
APPROVED

Since 2024-02-22
WV RA
APPROVED

Since 2024-02-22
MS RA
APPROVED

Since 2024-02-21
MT RA
APPROVED

Since 2024-02-21
ND RA
APPROVED

Since 2024-02-21
WY RA
APPROVED

Since 2024-02-21
AL RA
APPROVED

Since 2024-02-20
AK RA
APPROVED

Since 2024-02-20
AR RA
APPROVED

Since 2024-02-20
HI RA
APPROVED

Since 2024-02-20
KY RA
APPROVED

Since 2024-02-20
ME RA
APPROVED

Since 2024-02-20
IA RA
APPROVED

Since 2024-02-19
LA RA
APPROVED

Since 2024-02-19
MI RA
APPROVED

Since 2024-02-19
FL RA
APPROVED

Since 2024-02-16
IN RA
APPROVED

Since 2024-02-16
NV RA
APPROVED

Since 2024-02-16
NH RA
APPROVED

Since 2024-02-16
NM RA
APPROVED

Since 2024-02-16
NC RA
APPROVED

Since 2024-02-16
RI RA
APPROVED

Since 2024-02-16
TX RA
APPROVED_RES

Since 2024-02-16
WI RA
APPROVED

Since 2024-02-16
CA RA
APPROVED

Since 2024-02-15
CO RA
APPROVED

Since 2024-02-15
CT RA
APPROVED

Since 2024-02-15
DE RA
APPROVED

Since 2024-02-15
ID RA
APPROVED

Since 2024-02-15
KS RA
APPROVED

Since 2024-02-15
MD RA
APPROVED

Since 2024-02-15
MN RA
APPROVED

Since 2024-02-15
MO RA
APPROVED

Since 2024-02-15
NE RA
APPROVED

Since 2024-02-15
NY RA
APPROVED

Since 2024-02-15
OH RA
APPROVED

Since 2024-02-15
OK RA
APPROVED

Since 2024-02-15
OR RA
APPROVED

Since 2024-02-15
SD RA
APPROVED

Since 2024-02-15
UT RA
APPROVED

Since 2024-02-15
VT RA
APPROVED

Since 2024-02-15
VA RA
APPROVED

Since 2024-02-15
WA RA
APPROVED

Since 2024-02-15
PA RA
APPROVED

Since 2016-01-06
NJ RA
APPROVED

Since 2014-07-03

Branch Locations

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Cherry Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank, N.A.	Marlton	NJ	06/2011	Present
Td Private Client Wealth Llc	Marlton	NJ	11/2012	Present

06/2011 → Present

Td Bank, N.A.

Marlton, NJ
11/2012 → Present

Td Private Client Wealth Llc

Marlton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-01
S63	Uniform Securities Agent State Law Examination	1985-10-17

S66 Uniform Combined State Law Examination

2014-07-01
S63 Uniform Securities Agent State Law Examination

1985-10-17

View on SEC IAPD

Current Employers

Td Private Client Wealth Llc

Disclosures

Employment History

Exams

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