James Brice Harris

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-11-17
GA	RA	APPROVED	2005-01-27

SC RA
APPROVED

Since 2021-11-17
GA RA
APPROVED

Since 2005-01-27

Branch Locations

2985 Gordy Parkway, Marietta, GA 30066 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

1156 Bowman Road Suite 200, Mount Pleasant, SC 29464-3858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	Palm Beach Gardens	FL	02/2004	Present

02/2004 → Present

Money Concepts Capital Corp

Palm Beach Gardens, FL

Other Businesses

1. FINANCIAL PRACTICE MANAGEMENT CORP., SINCE 5/2009, PRESIDENT & FOUNDER, CONSULTING & COACHING SERIVICES FOR FINANCIAL PROFESSIONALS, 45 HRS. MO., 20 HRS. MO. DURING SECURITIES TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-08
S63	Uniform Securities Agent State Law Examination	1986-10-29

S66 Uniform Combined State Law Examination

2004-12-08
S63 Uniform Securities Agent State Law Examination

1986-10-29

View on SEC IAPD

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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