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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-20
CT RA APPROVED 1987-01-31
  • TX RA
    APPROVED_RES
    Since 2017-01-20
  • CT RA
    APPROVED
    Since 1987-01-31

Branch Locations

99 E River Dr 8Th Floor, East Hartford, CT 06108 • United States

180 Glastonbury Blvd Ste 105, Glastonbury, CT 06033-4439 • United States

Glastonbury, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glastonbury CT 09/2005 03/2020
Ameriprise Financial Services, Llc Glastonbury CT 03/2020 Present
Other Businesses

Board of Directors; St Isidore and Maria Church; board member; 2577 Main Street, , Glastonbury, CT, 06033; Investment-Related; 11/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-10
  • S63 Uniform Securities Agent State Law Examination
    1991-06-10
Other Names
  • Laura Lee Fish
  • Laura Lee Fishkelly

View on SEC IAPD

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