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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-22
  • NC RA
    APPROVED
    Since 2022-04-22

Branch Locations

801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 09/2002 Present
Secu Brokerage Services Raleigh NC 08/2006 09/2021
Credit Union Investment Services Raleigh NC 10/2007 09/2021
Members Trust Company Tampa FL 11/2009 Present
Secu Life Insurance Company Raleigh NC 09/2014 Present
Secu Brokerage Services Raleigh NC 04/2022 Present
Credit Union Investment Services Raleigh NC 04/2022 Present
  • 09/2002 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 08/2006 → 09/2021
    Secu Brokerage Services
    Raleigh, NC
  • 10/2007 → 09/2021
    Raleigh, NC
  • 11/2009 → Present
    Members Trust Company
    Tampa, FL
  • 09/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 04/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 04/2022 → Present
    Raleigh, NC
Previous Registrations
  • 2007-10-05 → 2021-09-20
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2007-10-05 → 2007-10-08
    Secu Brokerage Services
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. START DATE: 09/30/2002. TITLE: SENIOR VICE PRESIDENT. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: NOVEMBER, 2009. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Sports and Recreation Employment Title: Tennis Official Duties: officiate Junior and collegiate tennis matches / tournaments. Start Date: 07/24/2026 Hours Per Month: 20-40

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-08
  • S63 Uniform Securities Agent State Law Examination
    2006-09-08
Designations
Other Names
  • Tenesha Lynn Thompson

View on SEC IAPD

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