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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-15 |
| TX | RA | APPROVED_RES | 2022-08-12 |
Branch Locations
6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Rolling Hills Estates | CA | 11/2000 | Present |
| Morgan Stanley Smith Barney | Rolling Hills | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2022 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-05 |
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