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111 W. Ocean Blvd, 4Th Floor, Long Beach, CA 90802 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
Branch Locations
111 W. Ocean Blvd, 4Th Floor, Long Beach, CA 90802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Burbank | CA | 05/1988 | 08/2024 |
| Raymond James Financial Services Advisors, Inc | Burbank | CA | 01/2009 | 08/2024 |
| Crux Wealth Advisors | Long Beach | CA | 08/2024 | Present |
| Arete Wealth Management | Chicago | CA | 08/2024 | Present |
(1)Name of Business: Good Earth Investments LLC Address: 2015 W Burbank Blvd, Burbank, CA, 91506, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I formed a single member LLC to invest in rental real estate. (2)Name of Business: Good Earth Investments, LLC Address: 2015 W Burbank Blvd, Burbank, CA 91506, United States Activity Type: Personal/Private Investment Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will manage the property until liquidation. (3)Name of Business: Maria Tapang & Associates Address: 2015 W Burbank Blvd. , Burbank, CA, 91506, United States Title: Owner/Proprietor, Not Investment Related; Start Date: 01/02/1995 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare Income Tax returns. (4) Office Subleasing in Burbank; Owner, Subleasing of an attached office space, not investment related; 2 hours per month/0 during trading hours. Start date 01/2000. 2015 W Burbank Blvd, Burbank, CA 91506 (5) OIG Azloa FS, LLC (Origin Investments), Investor in limited partnership-Real Estate Rental, Chicago IL, 60601, 1 hour per month, 0 zero during trading hours. Start Date: 11/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-29 |
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