Ma Asuncion Mendoza Tapang

Employer firm

Crux Wealth Advisors CRD 330731

$548M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → 08/2024
  Raymond James Financial Services, Inc.
  Burbank, CA
• 01/2009 → 08/2024
  Raymond James Financial Services Advisors, Inc
  Burbank, CA
• 08/2024 → Present
  Crux Wealth Advisors
  Long Beach, CA
• 08/2024 → Present
  Arete Wealth Management
  Chicago, CA

Previous Registrations

• 2009-01-02 → 2024-08-02
  Raymond James Financial Services Advisors, Inc
  Burbank, CA
  Burbank, CA
• 1997-07-08 → 2009-01-02
  Raymond James Financial Services, Inc.
  Burbank, CA
  Burbank, CA

Other Businesses

(1)Name of Business: Good Earth Investments LLC Address: 2015 W Burbank Blvd, Burbank, CA, 91506, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I formed a single member LLC to invest in rental real estate. (2)Name of Business: Good Earth Investments, LLC Address: 2015 W Burbank Blvd, Burbank, CA 91506, United States Activity Type: Personal/Private Investment Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will manage the property until liquidation. (3)Name of Business: Maria Tapang & Associates Address: 2015 W Burbank Blvd. , Burbank, CA, 91506, United States Title: Owner/Proprietor, Not Investment Related; Start Date: 01/02/1995 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare Income Tax returns. (4) Office Subleasing in Burbank; Owner, Subleasing of an attached office space, not investment related; 2 hours per month/0 during trading hours. Start date 01/2000. 2015 W Burbank Blvd, Burbank, CA 91506 (5) OIG Azloa FS, LLC (Origin Investments), Investor in limited partnership-Real Estate Rental, Chicago IL, 60601, 1 hour per month, 0 zero during trading hours. Start Date: 11/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-27
• S63 Uniform Securities Agent State Law Examination
  1990-11-29

Designations

• Certified Financial Planner

Other Names

• Maria Tapang
• Slony Tapang
• Maria M Tapang
• Siony Tapang