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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-18 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Oakland Park, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities | Ft Lauderdale | FL | 02/2016 | 02/2021 |
| Truist Investment Services, Inc. | Aventura | FL | 02/2021 | 01/2022 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 01/2022 |
| Rbc Capital Markets, Llc | Boca Raton | FL | 01/2022 | Present |
KATHLEEN R KELEHER FREELANCE WRITING POSITION: auithor NATURE: freelance writing for websites. youwonwhat.com, shortcutdivas.com and krkeleher.com. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2017 ADDRESS: 4841 ne 8 avenue, oakland park FL 33334, United States DESCRIPTION: photography and writing original articles on various current topics (travel, local events, food, dining, sports)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-07 |
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