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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-18
  • FL RA
    APPROVED
    Since 2022-01-18

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

Oakland Park, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bb&T Securities Ft Lauderdale FL 02/2016 02/2021
Truist Investment Services, Inc. Aventura FL 02/2021 01/2022
Truist Advisory Services, Inc. Atlanta GA 02/2021 01/2022
Rbc Capital Markets, Llc Boca Raton FL 01/2022 Present
Previous Registrations
Other Businesses

KATHLEEN R KELEHER FREELANCE WRITING POSITION: auithor NATURE: freelance writing for websites. youwonwhat.com, shortcutdivas.com and krkeleher.com. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2017 ADDRESS: 4841 ne 8 avenue, oakland park FL 33334, United States DESCRIPTION: photography and writing original articles on various current topics (travel, local events, food, dining, sports)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-07
  • S63 Uniform Securities Agent State Law Examination
    1986-05-07
Other Names
  • Kathleen R Keleher
  • Kathleen Rose Keleher

View on SEC IAPD

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