Walter Bruce Keys

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-07-05
NC	RA	APPROVED	2015-04-15

TX RA
APPROVED

Since 2019-07-05
NC RA
APPROVED

Since 2015-04-15

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Partners Llc (Captrust)	Raleigh	NC	12/2014	Present
Capfinancial Securities Llc	Raleigh	NC	12/2014	Present

12/2014 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
12/2014 → Present

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2009-08-19 → 2015-01-16

Lpl Financial Llc

Raleigh, NC
2007-02-22 → 2009-09-01

Ameritas Investment Company, Llc

Cary, NC

Hickory, NC

Other Businesses

Name: Wat Keys Investment-Related: No. Address: Home Residence Nature: Residual income from fixed insurance sales Position/Title: N/A. Start: 12/04/2014. Hours/Month: 1. Hours during Market Hours: 0. Duties: N/A.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-16
S63	Uniform Securities Agent State Law Examination	1988-02-04

S66 Uniform Combined State Law Examination

2007-02-16
S63 Uniform Securities Agent State Law Examination

1988-02-04

Designations

Certified Financial Planner

Other Names

Wat Keys

View on SEC IAPD