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Michelle Lynn Sarmiento

Neuberger Berman Bd LLC

New York, NY

Nashville, TN

CRD 5200150

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
TN RA APPROVED 2019-04-17
OH RA APPROVED 2019-04-10
  • NY RA
    APPROVED
    Since 2021-03-25
  • TN RA
    APPROVED
    Since 2019-04-17
  • OH RA
    APPROVED
    Since 2019-04-10

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Investment Research Alpha OH 08/2006 03/2019
Alps Distributors, Inc. Denver CO 10/2011 03/2019
Neuberger Berman New York NY 04/2019 Present
  • 08/2006 → 03/2019
    James Investment Research
    Alpha, OH
  • 10/2011 → 03/2019
    Alps Distributors, Inc.
    Denver, CO
  • 04/2019 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    2007-06-26
Other Names
  • Michelle Lynn Sarmiento
  • Michelle Lynn Kilchenman
  • Michelle Lynn Kilchenman

View on SEC IAPD

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