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David Matthew Foster

LPl Financial LLC

San Diego, CA

Carlsbad, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-16
  • CA RA
    APPROVED
    Since 2019-05-16

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Madison WI 04/2007 12/2018
Cuna Brokerage Services, Inc. Waverly IA 04/2007 12/2018
Lpl Financial, Llc Carlsbad CA 04/2019 Present
Unemployed Verona WI 01/2019 04/2019
Southland Credit Union Los Alamitos CA 10/2019 01/2022
University & State Employees Credit Union (Use Credit Union) La Jolla CA 03/2020 07/2020
  • 04/2007 → 12/2018
    Cuna Mutual Group
    Madison, WI
  • 04/2007 → 12/2018
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 04/2019 → Present
    Lpl Financial, Llc
    Carlsbad, CA
  • 01/2019 → 04/2019
    Unemployed
    Verona, WI
  • 10/2019 → 01/2022
    Southland Credit Union
    Los Alamitos, CA
  • 03/2020 → 07/2020
    University & State Employees Credit Union (Use Credit Union)
    La Jolla, CA
Previous Registrations
  • 2011-06-30 → 2019-01-15
    Cuna Brokerage Services, Inc.
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-29
S63 Uniform Securities Agent State Law Examination 1984-08-01
  • S66 Uniform Combined State Law Examination
    2011-06-29
  • S63 Uniform Securities Agent State Law Examination
    1984-08-01

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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