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18275 North 59Th Avenue B-112, Glendale, AZ 85308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2014-08-04 |
Branch Locations
18275 North 59Th Avenue B-112, Glendale, AZ 85308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glendale | AZ | 09/2009 | Present |
| Wj Wealth Management, Llc | Glendale | AZ | 08/2012 | Present |
(1) 08/03/2012 - NON-VARIABLE INSURANCE - FIXED INSURANCE-SPIA, LTC, FIXED LIFE, FIXED ANNUITY - 10% OF TIME SPENT - GLENDALE, AZ (2) 2/26/2018 - WJ Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 32 Hours Per Month - Time Spent 20% - I provide investment advisory services through WJ Wealth Management, an independent investment advisor firm. I started this business activity in 05/2014. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 5/4/2018 - WJ Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 06/02/2015 - 160 Hours Per Month During Securities Trading. 4. 08/27/2019 - Cajos LLC - Investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:05/03/2010 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-19 |
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