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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-24 |
| KY | RA | APPROVED | 2024-05-22 |
| NJ | RA | APPROVED | 2018-11-09 |
| TX | RA | APPROVED_RES | 2016-01-14 |
| CT | RA | APPROVED | 2016-01-05 |
Branch Locations
7300 Eagle Crest Blvd, Evansville, IN 47715 • United States
4023 Finn Way, Lexington, KY 40517 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southampton | NY | 03/2014 | Present |
I*4626277 Entity Type: For Profit Name of OBA: Gold Shield Transportation Address: Lexington, Kentucky, 40510 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/31/2026 Number of Hours: 48, Monthly Number of Hours during trading: 0, Monthly Duties: additional employment to pay HH expenses & pay down debt reservations for car, bus and van services with driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-10 |
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