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Steven Holt Abernathy

Abernathy Group Ii LLC

New York, NY

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Current Employers
Abernathy Group Ii Llc

530 Fifth Avenue 17 Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
NY RA APPROVED 2021-05-30
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • NY RA
    APPROVED
    Since 2021-05-30

Branch Locations

530 Fifth Avenue 17 Floor, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Abernathy Group Ii New York NY 10/2009 Present
Apb Financial Group, Llc New York NY 09/2009 02/2017
Dinosaur Financial Group, Llc New York NY 02/2017 02/2023
Abernathy Group Ii Llc New York NY 03/2010 Present
  • 10/2009 → Present
    The Abernathy Group Ii
    New York, NY
  • 09/2009 → 02/2017
    Apb Financial Group, Llc
    New York, NY
  • 02/2017 → 02/2023
    Dinosaur Financial Group, Llc
    New York, NY
  • 03/2010 → Present
    New York, NY
Previous Registrations
  • 2009-06-29 → 2009-12-11
    Abernathy Group, L.L.C.
    New York, NY
Other Businesses

Name of Business: Abernathy Group II Investment-Related: Yes Address: 530 Fifth Ave, New York, NY 10036 Nature of Business: Registered Investment Advisory Position/Title: Owner Start Date: 12/2009 Hours/Month Devoted: 40 hrs Hours Devoted during Business Hours: 40 hrs Describe Duties: Advisory duties Name of Business: Institucion de Credito Investment-Related: No Address: 411 E Bonneville Ave, Las Vegas, NV 89101 Nature of Business: Distressed Real Estate Position/Title: Owner Start Date: 12/2019 Hours/Month Devoted: 2 hrs/month Hours Devoted during Business Hours: 0 Describe Duties: LLC used to buy distressed real estate Registered Rep for Dinosaur Financial Group

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-28
  • S63 Uniform Securities Agent State Law Examination
    1984-06-28

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