Steven Holt Abernathy

Employer firm

Abernathy Group Ii LLC CRD 152401

$80.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  The Abernathy Group Ii
  New York, NY
• 09/2009 → 02/2017
  Apb Financial Group, Llc
  New York, NY
• 02/2017 → 02/2023
  Dinosaur Financial Group, Llc
  New York, NY
• 03/2010 → Present
  Abernathy Group Ii Llc
  New York, NY

Previous Registrations

• 2009-06-29 → 2009-12-11
  Abernathy Group, L.L.C.
  New York, NY

Other Businesses

Name of Business: Abernathy Group II Investment-Related: Yes Address: 530 Fifth Ave, New York, NY 10036 Nature of Business: Registered Investment Advisory Position/Title: Owner Start Date: 12/2009 Hours/Month Devoted: 40 hrs Hours Devoted during Business Hours: 40 hrs Describe Duties: Advisory duties Name of Business: Institucion de Credito Investment-Related: No Address: 411 E Bonneville Ave, Las Vegas, NV 89101 Nature of Business: Distressed Real Estate Position/Title: Owner Start Date: 12/2019 Hours/Month Devoted: 2 hrs/month Hours Devoted during Business Hours: 0 Describe Duties: LLC used to buy distressed real estate Registered Rep for Dinosaur Financial Group

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-06-28