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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-10 |
| NH | RA | APPROVED | 2009-06-01 |
Branch Locations
1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Manchester | NH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Rivier College; Not Investment related; Nashua, NH; College; Committee member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2010; During business hours: 0.50; After business hours: 0.50; Sit on the President's Circle Steering Committee. Help the President put on events for local business leaders.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-25 |
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