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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
NH RA APPROVED 2012-07-02
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NH RA
    APPROVED
    Since 2012-07-02

Branch Locations

1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Manchester NH 05/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2012 → Present
    Morgan Stanley Smith Barney
    Manchester, NH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

RENTAL PROPERTY ; LANDLORD; 10 AFTER BUSINESS HOURS; 50 DURING BUSINESS HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-30
S63 Uniform Securities Agent State Law Examination 2006-07-01
  • S65 Uniform Investment Adviser Law Examination
    2012-06-30
  • S63 Uniform Securities Agent State Law Examination
    2006-07-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Manchester, NH

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