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Stacey L Girard

Morgan Stanley

Manchester, NH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-12
TX RA APPROVED_RES 2023-10-06
  • NH RA
    APPROVED
    Since 2023-10-12
  • TX RA
    APPROVED_RES
    Since 2023-10-06

Branch Locations

1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Inc Merrimack NH 08/1999 12/2021
Morgan Stanley Manchester NH 06/2023 Present
The Colony Group Concord NH 09/2022 05/2023
Unemployed Candia NH 01/2022 08/2022
  • 08/1999 → 12/2021
    Fidelity Brokerage Services Inc
    Merrimack, NH
  • 06/2023 → Present
    Manchester, NH
  • 09/2022 → 05/2023
    The Colony Group
    Concord, NH
  • 01/2022 → 08/2022
    Unemployed
    Candia, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-04
S63 Uniform Securities Agent State Law Examination 2000-06-15
  • S66 Uniform Combined State Law Examination
    2023-10-04
  • S63 Uniform Securities Agent State Law Examination
    2000-06-15
Other Names
  • Stacey Lynn Carlson
  • Stacey Santos
  • Stacey Lynn Santos
  • Stacey Lynn Girard

View on SEC IAPD

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