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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NH | RA | APPROVED | 2019-02-11 |
Branch Locations
1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States
1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kittery | ME | 01/2015 | 02/2019 |
| Morgan Stanley | Manchester | NH | 02/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2019 | Present |
Hampton Harbor Bridge Public Advisory Committee; Investment related - No; Government / Municipality / Political; Public Advisory Committee Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 0; After business hours: 1 *365067 - New Hampshire Seacoast Greenway Alliance; Investment related: No; Exeter, New Hampshire; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2019; During business hours: 0; After business hours: 4; *430798 - Ocean Blvd Public Advisory Committee; Investment related: No; Concord, New Hampshire; Government; Public Advisory Committee Volunteer (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 1; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-17 |
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