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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
NH RA APPROVED 2019-02-11
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NH RA
    APPROVED
    Since 2019-02-11

Branch Locations

1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States

1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Kittery ME 01/2015 02/2019
Morgan Stanley Manchester NH 02/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2019 Present
  • 01/2015 → 02/2019
    Kittery, ME
  • 02/2019 → Present
    Manchester, NH
  • 03/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2015-01-20 → 2019-03-07
    Durham, NH
    New Market, NH
    Portsmouth, NH
    Dover, NH
    Hampton, NH
    Berwick, ME
    North Berwick, ME
    Sanford, ME
    Springvale, ME
    Kittery, ME
  • 2010-07-15 → 2015-01-20
    Portsmouth, NH
  • 2008-04-07 → 2009-06-26
    Cetera Investment Services Llc
    Manchester, NH
  • 2006-01-18 → 2008-03-20
    Banc Of America Investment Services, Inc.
    Portsmouth, NH
    Manchester, NH
    Dover, NH
    Portsmouth, NH
    Portsmouth, NH
Other Businesses

Hampton Harbor Bridge Public Advisory Committee; Investment related - No; Government / Municipality / Political; Public Advisory Committee Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 0; After business hours: 1 *365067 - New Hampshire Seacoast Greenway Alliance; Investment related: No; Exeter, New Hampshire; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2019; During business hours: 0; After business hours: 4; *430798 - Ocean Blvd Public Advisory Committee; Investment related: No; Concord, New Hampshire; Government; Public Advisory Committee Volunteer (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 1; Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-17
  • S66 Uniform Combined State Law Examination
    2006-01-17
Other Names
  • Seth Mcnally

View on SEC IAPD

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