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Joseph Richard Williamson

Williamson Legacy Group, LLC

Carmel, IN

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Current Employers
Williamson Legacy Group, Llc

Carmel, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-04-19
  • IN RA
    APPROVED
    Since 2022-04-19

Branch Locations

254 E Carmel Drive, Carmel, IN 46032 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indianapolis IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 08/2021
Axxcess Wealth Management, Llc Carlsbad CA 08/2021 02/2022
Williamson Legacy Group Carmel IN 03/2021 Present
Previous Registrations
Other Businesses

CPA LICENSE, NOT INV RELATED, STATE OF INDIANA, ZERO HOURS PER MONTH, ZERO DURING TRADING, INACTIVE. AUTHOR, NON INV RELATED, CARMEL, IN, WORKBOOK: FINDING YOUR PLACE IN THE WORLD, 0 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; INDIANAPOLIS, IN; 100% OWNERSHIP; START 3/2013; 0 HRS PER MONTH. TSOAR MINISTRIES; NON INV RELATED; CARMEL, IN; 100% OWNERSHIP; DISCIPLESHIP & MINISTRY BOOK SALES; START: 12/8/09; 20 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-09
S63 Uniform Securities Agent State Law Examination 1984-06-27
  • S65 Uniform Investment Adviser Law Examination
    1992-12-09
  • S63 Uniform Securities Agent State Law Examination
    1984-06-27

View on SEC IAPD

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