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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-07 |
| IL | RA | APPROVED | 1998-02-05 |
Branch Locations
555 Skokie Blvd. Suite 260, Northbrook, IL 60062 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 10/1991 | Present |
| Sigma Planning Corp | Northbrook | IL | 02/1998 | Present |
SAGE PLANNING: SALE OF LIFE, LONG TERM CARE, FIXED ANNUITIES, DISABILITY, AND HEALTH THROUGH VARIOUS INSURANCE COMPANIES. Paid public speaker covering issues regarding special needs planning for families. Start date: 1/1/22, approx. 3 hrs/mo, none during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-09-09 |
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